Educational Background:

1998-2002 NYU Stern School of Business

Major in Investment Analysis and Economics, GPA 3.8/4.0

Bachelor's Degree in Finance

Professional Certificates:

Chartered Financial Analyst (CFA) | Obtained in 2024

SEC Series 7 & 63 License | Obtained in 2004

Skills and Expertise

Technical Analysis: Proficient in using tools such as candlestick charts, RSI, MACD to predict market trends.

Macroeconomic Analysis: Combine GDP, inflation rate and monetary policy to evaluate stock market performance.

Language Proficiency: Fluent in English, Mandarin and Cantonese, familiar with basic Malay conversation.

Industry Expertise: Technology, Consumer Goods, Energy and Local SMEs in Malaysia.

Work experience:

New York, USA

HSBC BROKERAGE (USA) INC.

| 2004–2005

Junior Analyst

Assisted the team to complete the quarterly report of S&P 500 components, laying a solid foundation for analysis

New York, USA

HSBC SECURITIES (USA) INC.

| 2005–2013

Responsible for industry research in the Asia-Pacific market (including Malaysia, Singapore, etc.), focusing on consumer goods and industrial sectors, and providing investment advice to global fund managers.

Participated in many IPO analysis and valuation projects, including the listing of an Asian technology company in 2010, with a valuation of over US$1 billion.

Won the internal "Best Analyst" award for three consecutive years for his outstanding market insight.

New York, USA

Citigroup Global Markets Inc.

| 2013–2024

Leading the team to analyze US technology and energy stocks, covering core companies in the S&P 500 index, with an average annual portfolio return of more than 12%.

Developed quantitative models and technical analysis tools, optimized trading strategies, and provided institutional clients with dual recommendations on high-frequency trading and long-term investment.

During the volatility of US stocks in 2018, accurately predicted market corrections and assisted clients in adjusting their positions, reducing losses by more than 20%.

Kuala Lumpur, Malaysia

Ts | March 2024 to present

Focused on local stock market research, analyzing investment opportunities in the FTSE Bursa Malaysia Composite Index (KLCI) and small and medium-sized enterprise sectors.

Provided customized portfolio recommendations for high-net-worth clients and institutional investors, successfully predicted the rise in the technology and consumer goods sectors in 2023, with a return rate exceeding the market average by 15%.